Registered Investment Advisers render financial advice for a fee versus a commission, and are either regulated by the various states or the SEC depending upon the amount of money under management. The buyer of an RIA realizes an immediate revenue stream, and often producers associated with the firm stay on after the change of ownership is complete.
R 1001 Clean California-based RIA. In business since 2002. Currently inactive, but has existing relationship with marquee custodian Broker/Dealer. Owner willing to assist with transition. No liabilities. This is a turnkey opportunity. $15,000. SOLD
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