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Buyer Profile Type: BD RIA Assets
Date:
* Full Name: CRD #: SS#:
Address:
City: State: Zip:
* Telephone: Fax:
* E-Mail:
Licenses You Hold (select all that apply)
4 7 24 27 53 55 63 65 66 None Other
If other, list professional designations:
Type of Acquisition: BD RIA Assets
Desired Price Range:
Desired Net Capital of BD: $5k $50k $100k $250k
Market Making: Yes No If yes, how many markets:
Specific products and services you are interested in offering:
Existing Principals to stay on: Yes NoIf yes, how long:
Branch Offices: Yes No if yes, how many markets:
Geographic preference: Yes No if yes, where:
Additional Specifications:
* The security word must be typed to process your request: security word: is:
ALL INQUIRIES WILL BE KEPT IN THE STRICTEST OF CONFIDENCE
